Compliance

SOHO SQUARE CAPITAL LLP

Stewardship Disclosure

The Firm supports the principles enshrined in the Financial Reporting Council's Stewardship Code which sets out good practice for investor engagement. The FCA requires all authorised asset managers to publicly disclose either a statement of compliance with the Stewardship Code or where they do not commit, their alternative investment strategy.


The Financial Conduct Authority and the Financial Reporting Council have acknowledged that certain aspects of the Stewardship Code are not directly relevant to all managers. The Firm does not currently comply with the Code as the Firm’s investment strategy is to invest in small to mid-sized private companies, it does not invest in UK listed companies. Consequently, while the Firm supports the principles of the Code, the provisions of the Code are not relevant to the type of investments currently undertaken by the Firm.

 

The Firm’s Partners will continue to review the Code's applicability.